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問題 #17
Which standard and regulation requirements are the CMMC Model 2.0 based on?
- A. DFARS, FIPS 100, NIST SP 800-171, and Carnegie Mellon University
- B. DFARS, FIPS 100, and NIST SP 800-171
- C. NIST SP 800-171 and NIST SP 800-172
- D. DFARS, NIST, and Carnegie Mellon University
答案:C
解題說明:
TheCybersecurity Maturity Model Certification (CMMC) 2.0is primarily based on two key National Institute of Standards and Technology (NIST) Special Publications:
* NIST SP 800-171- "Protecting Controlled Unclassified Information (CUI) in Nonfederal Systems and Organizations"
* NIST SP 800-172- "Enhanced Security Requirements for Protecting Controlled Unclassified Information: A Supplement to NIST Special Publication 800-171"
* NIST SP 800-171
* This document is thecore foundationof CMMC 2.0 and establishes the security requirements for protectingControlled Unclassified Information (CUI)in non-federal systems.
* The 110 security controls fromNIST SP 800-171 Rev. 2are mapped directly toCMMC Level 2.
* NIST SP 800-172
* This supplement includesenhanced security requirementsfor organizations handlinghigh-value CUIthat faces advanced persistent threats (APTs).
* These enhanced requirements apply toCMMC Level 3under the 2.0 model.
* B. DFARS, FIPS 100, and NIST SP 800-171#Incorrect
* WhileDFARS 252.204-7012mandates compliance withNIST SP 800-171,FIPS 100 does not existas a relevant cybersecurity standard.
* C. DFARS, NIST, and Carnegie Mellon University#Incorrect
* CMMC is aligned with DFARS and NIST but isnot developed or directly influenced by Carnegie Mellon University.
* D. DFARS, FIPS 100, NIST SP 800-171, and Carnegie Mellon University#Incorrect
* Again,FIPS 100 is not relevant, andCarnegie Mellon Universityis not a defining entity in the CMMC framework.
* CMMC 2.0 Scoping Guide (2023)confirms thatCMMC Level 2 is entirely based on NIST SP 800-171.
* CMMC 2.0 Level 3 Draft Documentationexplicitly referencesNIST SP 800-172for enhanced security requirements.
* DoD Interim Rule (DFARS 252.204-7021)mandates that organizations meetNIST SP 800-171 for CUI protection.
Reference and Breakdown:Eliminating Incorrect Answer Choices:Official CMMC 2.0 References Supporting the Answer:Final Conclusion:The CMMC 2.0 model is derivedsolely from NIST SP 800-171 and NIST SP 800-172, makingAnswer A the only correct choice.
問題 #18
In late September. CA.L2-3.12.1: Periodically assess the security controls in organizational systems to determine if the controls are effective in their application is assessed. Procedure specifies that a security control assessment shall be conducted quarterly. The Lead Assessor is only provided the first quarter assessment report because the person conducting the second quarter's assessment is currently out of the office and will return to the office in two hours. Based on this information, the Lead Assessor should determine that the evidence is;
- A. sufficient, and rate the audit finding as MET
- B. sufficient, and re-rate the audit finding after a quarter two assessment report is examined.
- C. insufficient, and re-rate the audit finding after a quarter two assessment report is examined.
- D. insufficient, and rate the audit finding as NOT MET.
答案:D
解題說明:
* CA.L2-3.12.1:"Periodically assess the security controls in organizational systems to determine if the controls are effective in their application."
* This control is derived fromNIST SP 800-171, Requirement 3.12.1, which mandates organizations to performregular security control assessmentsto ensure compliance and effectiveness.
* Evidence Review & Assessment Timeline:
* The organization's procedureexplicitly statesthat security control assessments must be conductedquarterly(every three months).
* Since the Lead Assessor only has access to thefirst-quarter report, the second-quarter report is missing at the time of assessment.
* CMMC Audit Requirements:
* For an assessor to rate a control asMET, sufficient evidence must bereadily availableat the time of evaluation.
* Since the second-quarter report is missingat the time of assessment, the Lead Assessorcannot verify compliancewith the organization's own stated frequency of assessment.
* Why the Answer is NOT A, C, or D:
* A (Sufficient, MET)#Incorrect: The control assessment frequency is quarterly, but the evidence for Q2 is not available. Compliance cannot be confirmed.
* C (Sufficient, and re-rate later)#Incorrect: If evidence is not available during the audit, the controlcannot be rated as MET initially. There is no provision in CMMC 2.0 to "conditionally" pass a control pending future evidence.
* D (Insufficient, but re-rate later)#Incorrect: Once a control is ratedNOT MET, it staysNOT METuntil a re-assessment is conducted in a new audit cycle. The assessordoes not adjust ratings retroactivelybased on future evidence.
Control Reference: CA.L2-3.12.1Assessment Criteria & Justification for the Correct Answer:
* CMMC Assessment Process (CAP) Guide (2023):
* "For a control to be rated as MET, the assessed organization must provide sufficient evidence at the time of the assessment."
* "If evidence is missing or incomplete, the finding shall be rated as NOT MET."
* NIST SP 800-171A (Security Requirement Assessment Guide):
* "Evidence must be current, relevant, and sufficient to demonstrate compliance with stated periodicity requirements."
* Since the procedure mandatesquarterly assessments, missing evidence means compliancecannot be validated.
* DoD CMMC Scoping Guidance:
* "Assessors shall base their determination on the evidence provided at the time of assessment. If required evidence is not available, the control shall be rated as NOT MET." Official CMMC 2.0 References Supporting the Answer:
Final Conclusion:Thecorrect answer is Bbecause the required evidence (the second-quarter report) is not availableat the time of assessment, making itinsufficientto validate compliance. The Lead Assessormust rate the control as NOT METin accordance with CMMC 2.0 assessment rules.
問題 #19
A dedicated local printer is used to print out documents with FCI in an organization. This is considered an FCI Asset Which function BEST describes what the printer does with the FCI?
- A. Manage
- B. Encrypt
- C. Distribute
- D. Process
答案:D
解題說明:
Understanding the Role of an FCI Asset in CMMCAdedicated local printer used to print Federal Contract Information (FCI)is considered anFCI Asset. UnderCMMC Level 1, FCI assets are required to meetbasic cybersecurity controlsto ensure that FCI is properlyprotected from unauthorized access.
Step-by-Step Breakdown:#1. Why "Process" is the Best Answer
* The printerreceives digital FCI, converts it into a physical format (paper), and outputs the document.
* This aligns with thedefinition of "processing" in CMMC, which includes:
* Transforming or modifying data
* Generating output (e.g., printed documents)
* Using systems to interpret or manipulate information
#2. Why the Other Answer Choices Are Incorrect:
* (A) Encrypt#
* Aprinter does not encryptFCI-it simply prints it. Encryption applies todigital storage and transmission, not printing.
* (B) Manage#
* Managing FCI typically refers togovernance, access control, and oversight, which is not the function of a printer.
* (D) Distribute#
* While a printed documentcould be distributed, theprinter itself is not responsible for distributing FCI-it only processes the data for output.
* CMMC Assessment Guide (Level 1)confirms thatprocessing FCI includes using systems that convert or transform information, such as printers.
* NIST SP 800-171definesprocessingas an action thatchanges or manipulates information, which applies to printing.
Final Validation from CMMC Documentation:
問題 #20
A company is working with a CCP from a contracted CMMC consulting company. The CCP is asked where the Host Unit is required to document FCI and CUI for a CMMC Assessment. How should the CCP respond?
- A. "Within the asset inventory, in the proposal response, and in the network diagram"
- B. "In the SSP. within the asset inventory, and in the network diagranY'
- C. "Within the hardware inventory, data (low diagram, and in the network diagram"
- D. "In the network diagram, in the SSP. within the base inventory, and in the proposal response'"
答案:B
問題 #21
An OSC receives an email with "CUI//SP-PRVCY//FED Only" in the body of the message Which organization's website should the OSC go to identify what this marking means?
- A. NARA
- B. DoD Contractors FAQ page
- C. DoD 239.7601 Definitions page
- D. CMMC-AB
答案:A
解題說明:
* What Does "CUI//SP-PRVCY//FED Only" Mean?
* The email containsControlled Unclassified Information (CUI)withspecific categories and dissemination controls.
* CUI//SP-PRVCY//FED Onlybreaks down as follows:
* CUI# Controlled Unclassified Information designation.
* SP-PRVCY#Specifiedcategory forPrivacy Information(SP stands for "Specified").
* FED Only# Restriction forFederal Government use only(not for contractors or the public).
* Who Maintains the Official CUI Registry?
* TheNational Archives and Records Administration (NARA) oversees the CUI Programand maintains the officialCUI Registry(https://www.archives.gov/cui).
* The CUI Registry providesdefinitions, marking guidance, and categoriesfor all CUI labels, including "SP-PRVCY" and dissemination controls like "FED Only."
* Why NARA is the Correct Answer:
* NARA is the governing body responsible for defining and managing CUI markings.
* Any organization handling CUI shouldrefer to the NARA CUI Registryfor official marking interpretations.
* DoD contractors and other organizationsmust comply with NARA guidelines when handling, marking, and disseminating CUI.
* B. CMMC-AB- TheCMMC Accreditation Bodymanages certification assessments butdoes not define or interpret CUI markings.
* C. DoD Contractors FAQ Page- The DoD may provide general contractor guidance, butCUI markings are governed by NARA, not an FAQ page.
* D. DoD 239.7601 Definitions Page- This refers to generalDoD acquisition definitions, butCUI categories and markings fall under NARA's authority.
References:NARA CUI Registry(https://www.archives.gov/cui)
DoD CUI Program Guidance(DoD CIO Site)
CMMC 2.0 Level 2 Compliance Requirements(Cyber AB)
#Final Answer: A. NARA
問題 #22
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